DISCLOSURES

Alpha Solutions Investment Advisors, LLC a California limited liability company is a registered investment advisor, SEC registered.  Advisory services offered by Alpha Solutions are managed through the brokerage services offered by Charles Schwab (a member of FINRA /SIPC).

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• SIPC® account protection.  SIPC provides up to $500,000 of protection for brokerage accounts held in each separate capacity (e.g., joint tenant or sole owner), with a limit of $250,000 for claims of un-invested cash balances.  Accounts of Charles Schwab & Co., Inc. (including those held by clients of investment advisors with Schwab Institutional®) are insured by SIPC for securities and cash in the event of broker-dealer failure.  Additional information about SIPC and asset protection may also be found at www.sipc.org.

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• The FDIC—or Federal Deposit Insurance Corporation—is a U.S. federal agency that protects you up to certain limits against the loss of your deposit accounts (such as checking and savings) if your FDIC-Insured bank fails.  The basic FDIC insurance amount for deposit accounts is $250,000 per account holder per insured bank for each ownership type and $250,000 per owner per insured bank for self-directed retirement accounts deposited at an insured bank. These insurance limits include principal and accrued interest.  The FDIC does not insure money invested in stocks, bonds, mutual funds, life insurance policies, annuities, municipal securities, and money market funds, even if these investments were bought from an insured bank

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• ​There are risks associated with investing in securities of foreign countries, such as volatile market conditions, economic and political instability and currency exchange fluctuations.

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• ​Small Cap companies typically carry additional risk since smaller companies generally have higher risk of failure and, by definition, are not as well established as “Blue Chip” companies.  Historically, smaller companies’ stocks have experienced a greater than average degree of market volatility.

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• Third-party providers make no warranties or representations of any kind relating to the accuracy, completeness, or timeliness of the information or data they provide and shall not have liability for any damages of any kind relating to such information and/or data.​

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• No Tax Advice.  Alpha Solutions does not render advice on tax accounting matters to clients.  This material was not intended or written to be used or relied upon, for any purpose of avoiding penalties that may be imposed on the taxpayer under US federal tax laws.  If any investments contained within this material are described as “tax free”, the income from these investments may be subject to state and local taxes and (if applicable) the Alternative Minimum Tax (AMT).  Realized capital gains on these investments may be subject to federal, state and local capital gains tax.​

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• Our ADV Part 2 (Brochure) is available by request in electronic and printed formats.  Rule 204-3, as amended, requires an advisor deliver a current brochure before or at the time it enters into an advisory contract with the client.​

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• A copy of our Privacy Policy, Code of Conduct and Ethics and Business Continuation Plan is available on request.